What's Happening

• SEC awards nearly $50 million to whistleblower | June 4, 2020
• MFDA updates and enhances regulatory powers | May 7, 2020
• OSC awards $500,000 to whistleblower | April 6, 2020
• OSC adopts new Charter of Governance | April 1, 2020
• OSC proposes to restrict the use of deferred sales charges (DSCs) | February 20, 2020
• Ontario announces members of the task force who will review the province's securities laws | February 6, 2020
• MFDA releases a special report about designing a new SRO | February 3, 2020
• OSC Chair and CEO Maureen Jensen to step down this spring | January 21, 2020
• IIROC establishes 2020 compliance priorities | December 20, 2019
• Deferred Sales Charges (DSCs) to be banned everywhere in Canada except Ontario | December 19, 2019