What's Happening

• CSA publishes 2020/2021 enforcement report | June 22, 2021
• MFDA releases annual enforcement report | June 1, 2021
• SEC has now paid out over $900 million as part of whistleblower program | May 20, 2021
• OSC's independent Investor Advisory Panel releases annual report | May 6, 2021
• National securities regulator effort appears to be over | April 1, 2021
• SEC sets record for number of whistleblower awards paid in a fiscal year | March 29, 2021
• Ontario government announces major changes to OSC in budget | March 24, 2021
• CSA to release recommendations on SRO reform this summer | February 22, 2021
• MFDA begins work on roadmap for a new SRO | February 2, 2021
• Ontario Capital Markets Modernization Taskforce issues final report and proposes sweeping reforms | January 22, 2021