What's Happening
- Taking stock of investor protection initiatives in the past year and looking ahead to 2024 | December 11, 2023
- CSA publishes results from its 2023 Systemic Risk Survey | December 7, 2023
- CSA proposes to give OBSI binding authority to resolve investment industry disputes | November 30, 2023
- CIRO issues first enforcement report - investor complaints up significantly | October 25, 2023
- CSA publishes its 2022-2023 Year in Review report | September 6, 2023
- SEC awards whistleblower more than $18 million USD | August 25, 2023
- OSC CRR Branch Releases 2022-2023 Report | July 27, 2023
- SEC issues largest-ever award to whistleblower - $279 million USD | May 5, 2023
- Canadian Investment Regulatory Organization approved as official name of the new SRO | April 24, 2023
- OSC announces 2023-2024 Statement of Priorities | April 18, 2023