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What's Happening
FINRA fines member firm for creating conflicts of interest through broker compensation
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November 30, 2016
OSC appoints 2 new commissioners - Frances Kordyback and Phil Anisman
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November 29, 2016
"Chief Regulator" of the national securities regulatory authority announced
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November 17, 2016
Ontario to introduce legislation to establish the new Financial Services Regulatory Authority
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November 09, 2016
Janice to chair Advocates' Society program involving judges and experienced trial lawyers entitled "Leading Your Case: Opening Statements and Examination-in-Chief"
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November 03, 2016
OSC unveils "LaunchPad", the first dedicated team by a Canadian securities regulator to provide direct support to new and early-stage fintech businesses
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October 24, 2016
Janice speaks at the 2016 Fall Forum of The Advocates' Society and offers insights into opening a law firm
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October 21, 2016
The Government announces nomination of Mr. Justice Malcolm Rowe to the Supreme Court of Canada
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October 17, 2016
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