What's Happening
- Ontario Capital Markets Modernization Taskforce releases consultation paper | July 9, 2020
- CSA publishes consultation paper on the SRO framework | June 25, 2020
- IIROC proposes merger with the MFDA | June 9, 2020
- SEC awards nearly $50 million to whistleblower | June 4, 2020
- MFDA updates and enhances regulatory powers | May 7, 2020
- OSC awards $500,000 to whistleblower | April 6, 2020
- OSC adopts new Charter of Governance | April 1, 2020
- OSC proposes to restrict the use of deferred sales charges (DSCs) | February 20, 2020
- Ontario announces members of the task force who will review the province's securities laws | February 6, 2020
- MFDA releases a special report about designing a new SRO | February 3, 2020