What's Happening

The Canadian Securities Administrators (CSA) releases its latest oversight review of IIROC | March 03, 2016
FINRA is reviewing how firms establish, communicate and implement cultural values | February 23, 2016
Greg comments on the implications of the recent OSC no-contest settlement | February 22, 2016
IIROC sets out its compliance priorities for 2016 | February 19, 2016
OSC approves a significant no-contest settlement | February 10, 2016
Canadian Securities Administrators publish follow-up to report dealing with the harmful aspects of mutual fund trailer fees on investors | February 09, 2016
IIROC is seeking changes to the Ontario Securities Act to enhance its ability to collect fines | February 02, 2016
Ontario Government nominates Maureen Jensen as the new Chair and CEO of the OSC | January 26, 2016

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Contact
416-479-4477 | info@wrighttemelini.com
Suite 303, 411 Richmond Street East, Toronto, ON M5A 3S5
© 2016 Wright Temelini LLP | Disclaimer

Practice Areas
Securities Litigation | Corporate Commercial Litigation | Regulatory Investigations and Defence | Directors and Officers Liability | Administrative Law | Judicial Reviews | Appellate Advocacy | Professional Liability and Discipline | Quasi-Criminal Defence | Employment Litigation/Wrongful Dismissal | Cross-Border Litigation | International Trade Law

Website Designed by Clutch Marketing