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Greg Temelini
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What's Happening
The OSC's Compliance and Registrant Registration Branch publishes its Annual Summary Report for Dealers, Advisers and Investment Managers
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September 28, 2015
Greg is quoted in the Investment Executive's CRM2 Guide regarding risks for advisors of complaints and civil liability
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September 25, 2015
FINRA to propose action to protect seniors from financial exploitation
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September 21, 2015
The OSC, IIROC and the MFDA release the results of "mystery shopping" research they conducted on advisory practices and the investor experience
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September 17, 2015
New Chair won't pressure holdout provinces to join the proposed national securities regulator
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August 18, 2015
Greg comments in The Lawyers Weekly on the recent change to Alberta securities legislation allowing for orders of other securities regulators to be automatically reciprocated
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July 17, 2015
Janice discusses recent amendments adding to the recordkeeping requirements in the Ontario Securities Act in a Thomson Reuters article
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July 17, 2015
Janice comments in a Thomson Reuters article on recent amendments to the Ontario Securities Act that have expanded the scope of the insider trading provisions
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July 16, 2015
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