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Greg Temelini
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What's Happening
FINRA is reviewing how firms establish, communicate and implement cultural values
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February 23, 2016
Greg comments on the implications of the recent OSC no-contest settlement
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February 22, 2016
IIROC sets out its compliance priorities for 2016
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February 19, 2016
OSC approves a significant no-contest settlement
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February 10, 2016
Canadian Securities Administrators publish follow-up to report dealing with the harmful aspects of mutual fund trailer fees on investors
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February 09, 2016
IIROC is seeking changes to the Ontario Securities Act to enhance its ability to collect fines
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February 02, 2016
Ontario Government nominates Maureen Jensen as the new Chair and CEO of the OSC
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January 26, 2016
Janice comments in Law Times about the potential shift to compliance-based regulation by The Law Society
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January 25, 2016
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