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Greg Temelini
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What's Happening
The Ombudsman for Banking Services and Investments (OBSI) indicates in its annual report that suitability issues top the list of investment-related complaints
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March 10, 2016
MFDA reports record number of enforcement cases in 2015
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March 10, 2016
The Canadian Securities Administrators (CSA) releases its latest oversight review of IIROC
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March 03, 2016
FINRA is reviewing how firms establish, communicate and implement cultural values
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February 23, 2016
Greg comments on the implications of the recent OSC no-contest settlement
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February 22, 2016
IIROC sets out its compliance priorities for 2016
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February 19, 2016
OSC approves a significant no-contest settlement
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February 10, 2016
Canadian Securities Administrators publish follow-up to report dealing with the harmful aspects of mutual fund trailer fees on investors
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February 09, 2016
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