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What's Happening
Ontario Government developing legislation to regulate use of titles in the financial planning industry
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November 15, 2017
FSCO to step up insurance advisors' compliance program
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November 08, 2017
The Financial Planning Standards Council (FPSC) and the OSC announce MOU aimed at enhancing consumer protection
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October 23, 2017
The OSC releases its 2017 Annual Report: "Challenging the status quo"
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October 06, 2017
Canada's new "national" securities regulator is not ready for prime time according to a study by the C.D. Howe Institute
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September 19, 2017
The Canadian Securities Administrators (CSA) releases its latest oversight review of the MFDA
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September 15, 2017
Janice and Greg write an article for The Lawyer's Daily regarding the recent OSC decision in Sino-Forest
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September 06, 2017
IIROC releases its Annual Report
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August 28, 2017
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