What's Happening
- IIROC publishes its 2019 priorities | June 25, 2018
- CSA (Canadian Securities Administrators) proposes significant package of reforms about a variety of issues including fees, suitability, and conflicts of interest | June 21, 2018
- MFDA releases strategic plan for the next 4 years | June 20, 2018
- Janice is speaking at The Advocates' Society Program entitled "Negotiation Strategies for Litigators" | May 8, 2018
- OSC makes mediation program permanent | April 9, 2018
- FSCO publishes proposed guideline for treating clients fairly | April 4, 2018
- Ontario government to give new tools to OSC to enhance and expand enforcement activities | March 28, 2018
- MFDA proposes continuing education requirements for mutual fund advisors | March 26, 2018
- Manitoba to join Ontario and other provinces in enhancing IIROC's power to enforce fines | March 19, 2018
- IIROC launching consultations on proposal to deal with minor violations | February 22, 2018